financial markets authority

Financial Markets Authority chief executive Rob Everett

FMA’s heavyhanded approach treads a fine line

WEEKEND REVIEW Fri 31 Jul

The FMA has won plaudits for far more aggressive policing.

Neal Nicholls (centre) and Wayne Douglas (right) in court (TV3)

Should pragmatism have trumped principle in FMA’s Capital + Merchant Finance decision?

Fri 31 Jul

Regulator rationalised abandoning action on basis of ex-directors’ limited personal assets.

Mark Warminger

FMA sues Milford's Warminger

Fri 31 Jul 15

Portfolio manager denies market manipulation and will defend the case.

Neal Nicholls, (centre), and Wayne Douglas, in court (TV3)

'Little prospect' of recovery sees Capital + Merchant action dropped

Tue 28 Jul 4

Capital + Merchant owed $167 million to about 7500 investors when it collapsed into receivership in 2007.

Financial Markets Authority chief executive Rob Everett

UPDATE: FMA issues first stop order against company taking deposits for Auckland property investment

Mon 27 Jul

FMA says it started investigating the Auckland company following a referral and sent repeated requests to it for information but received no reply.

Financial Markets Authority chief executive Rob Everett

FMA issues first stop order against Green Gardens Finance Trust taking public deposits

Mon 27 Jul

The stop order has been issued because the company's website included an advertisement for an offer of debt securities that don't comply with the act.

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