financial markets authority

Invivo Wines co-founders Rob Cameron and Tim Lightbourne

Invivo Wines beats equity crowdfunding records

Mon 30 Mar 15 1

The wine company hits legal maximum fundraising allowed.

Financial Markets Authority chief executive Rob Everett: His work cut out in tidying up the Financial Services Provider Register

Time to put a lid on FSPR shenanigans


The FMA's game of Whac-A-Mole.

Mark Hotchin

UPDATED: Hotchin settles with Perpetual before appeal to draw into FMA case

Thu 26 Mar 15

UPDATEDFight to include Guardian Trust in Hotchin case continues. 

Financial Markets Authority chief executive Rob Everett

FMA lifts head count to 170 staff as it probes new areas

Thu 19 Mar 15 5

Chief executive Rob Everett said about 85% of the authority's costs were salaries or staff-related costs.

Financial Markets Authority chief executive Rob Everett

FMA warns Wellington financial services firm

Thu 12 Mar 15 4

UPDATED: MSL, a company associated with investor Duncan Saville, says it has systems in place to comply with AML legislation.

NZX and FMA defend disclosure by companies involved in 1080 threat

Wed 11 Mar 15 1

Under the NZX Main Board Rule and the Financial Markets Conduct Act listed companies are required to immediately disclose any "material information" concerning their businesses to NZX, unless an exception applies.


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