financial markets authority

Court Report: Financial service provider ratbags

Thu 5 May

Hamish McNicol talks about arm’s length dealings with offshore FSPR ratbags. With special feature audio.

Financial Markets Authority chief executive Rob Everett

FMA defends formal warning over prosecution in anti-money laundering breach

Tue 3 May 1

UPDATED: In the FMA's view, there were deficiencies with Craig's anti-money laundering compliance programme following the introduction of the new act in mid-2013.

Financial Markets Authority chief executive Rob Everett

FMA formally warns Craigs breaching anti-money laundering rules

Tue 3 May

In a settlement with the market regulator, Craigs admits it breached the Act by failing to conduct adequate due diligence on a client and then failing to terminate its business relationship with that customer.

FMA director of capital markets Garth Stanish

Lowball-offer rules working well, says FMA

Thu 28 Apr 2

Assurance follows warnings from Trustpower, Sky TV and Air NZ. With special feature audio.

Milford Asset Management managing director Anthony Quirk

Super Fund break-up mutual, says Milford

Fri 22 Apr

A year after the NZ Super Fund suspended Milford Asset from managing NZ equities on its behalf in the wake of market manipulation allegations, the pair have made the move permanent. With special feature audio.

Mark Hotchin

Capital Letter: Hotchin v the Guardian Trust: a cynical strategy

Wed 23 Mar

The meaning of the phrase 'the same damage' has been before the Supreme Court.


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