financial markets authority

Financial Markets Authority chief executive Rob Everett

NZ auditors still struggling to meet standards

Mon 30 Nov 2

Of the 38 audit files the FMA reviewed in the 12 months ended June 30, 18 % were seen as “good” and needing limited improvements.

Delay: Financier Paul Bublitz received a six-month delay to his trial because he cannot currently pay legal fees

Continuing interest in Bublitz legal fees

Fri 20 Nov

An Auckland law firm still holds a security interest in an entity now financing Paul Bublitz’s legal fees, despite withdrawing as his lawyer in April this year.

NZX seeks feedback on adopting broader FMA guidelines on governance, whistle blowing

Tue 3 Nov

The review covers reporting requirements under listing rules but doesn't at this stage extend to 'mandatory' requirements.

Commerce Minister Paul Goldsmith

'Unscrupulous' foreign firms exploiting finance services register, action needed, says industry

Fri 23 Oct

The register has come under scrutiny in recent months as overseas firms signed up without operating in NZ.

Asic bans forex company, related NZ company trades on

Mon 19 Oct

FMA won’t say whether it will follow up on Australian regulatory action.

Nick Kynoch

FMA hires general counsel, new HR manager for expanded leadership team

Fri 16 Oct 1

Former Barclays Bank executive Nick Kynoch will start with the regulator in January.


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