financial markets authority

Financial Markets Authority chief executive Rob Everett

Conflict of interest risk remains, inaugural FMA financial adviser survey finds

Thu 23 Apr 15

The survey shows the main method of remuneration for AFAs, making up 45%, is commissions, while bonuses accounted for 40%.

Inland Revenue commissioner and chief executive Naomi Ferguson

May deadline for financial services firm facing liquidation

Wed 22 Apr 15

FMA-spanked MSL Capital markets has two weeks to settle an Inland Revenue application to liquidate the company.

Armillary director David Wallace, which manages Unlisted (Tinaz Karbhari)

Unlisted seeks ministerial exemption from new financial market rules

Tue 21 Apr 15

Unlisted had to either apply for a licence from the FMA, seek an exemption, or shut down.

Invivo Wines co-founders Rob Cameron and Tim Lightbourne

Invivo Wines beats equity crowdfunding records

Mon 30 Mar 15 1

The wine company hits legal maximum fundraising allowed.

Financial Markets Authority chief executive Rob Everett: His work cut out in tidying up the Financial Services Provider Register

Time to put a lid on FSPR shenanigans

WEEKEND REVIEW Sat 28 Mar 15

The FMA's game of Whac-A-Mole.

Mark Hotchin

UPDATED: Hotchin settles with Perpetual before appeal to draw into FMA case

Thu 26 Mar 15

UPDATEDFight to include Guardian Trust in Hotchin case continues. 

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