fma

VMob chief executive Scott Bradley

FMA still seeking clarification from VMob

Thu 29 Jan 15

FMA confirms it is not looking into insider trading specifically.

Financial Markets Authority chief executive Rob Everett

UPDATED: FMA, NZX sign MOU for market oversight, public statements

Wed 28 Jan 15 1

The two bodies will also set up two new committees for oversight and operations.

VMob chief executive Scott Bradley

FMA looks into VMob disclosures on share placement and global deal

Wed 28 Jan 15 4

FMA said although it had not received any complaints about VMob, it was aware of recent events relating to it and was looking into it.

FMA Director of Enforcement and Investigations Belinda Moffat

FMA warns trader on market manipulation

Fri 23 Jan 15 1

individuals engaged in "bait-and-switch" trading, where a trader buys and sells their own shares to themselves, giving the market the false impression there is more volume, demand and value in the stock, and is prohibited under the Securities Markets Act.

Financial Markets Authority chief executive Rob Everett

Local forex clients still out of pocket

Fri 23 Jan 15

Bust forex trader Global Brokers NZ says it is making headway on paying its 800 clients back, but made a loss the past two years

Financial Markets Authority chief executive Rob Everett

Bust Global Brokers still in line for a forex licence

Wed 21 Jan 15 1

Nothing could be done about collapsed forex trader which never filed an annual return, regulators say.

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