FMA director of regulation Liam Mason

FMA surprised at poor reporting at financial services firms

Wed 18 Nov 2

Director of regulation Liam Mason talks about poor sales and advice practice - with special audio feature.

FMA director of regulation Liam Mason

Financial services sales and advice not up to scratch – FMA

Tue 17 Nov 3

Inconsistencies in quality of advice, poor reporting of conflicts of interest.

Paul Bublitz

Who's funding Bublitz's legal fees?

Mon 16 Nov 1

A company linked to controversial businessman William Yan, aka Citizen Yan, shows up on financing statements.

NZX seeks feedback on adopting broader FMA guidelines on governance, whistle blowing

Tue 3 Nov

The review covers reporting requirements under listing rules but doesn't at this stage extend to 'mandatory' requirements.

Commerce Minister Paul Goldsmith

'Unscrupulous' foreign firms exploiting finance services register, action needed, says industry

Fri 23 Oct

The register has come under scrutiny in recent months as overseas firms signed up without operating in NZ.

Asic bans forex company, related NZ company trades on

Mon 19 Oct

FMA won’t say whether it will follow up on Australian regulatory action.


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