fma

Inland Revenue commissioner and chief executive Naomi Ferguson

IRD withdraws liquidation application against financial services firm

Tue 5 May 15

Wellington-based financial services firm says it settled the debt three weeks ago.

FMA general counsel Liam Mason

Smaller DIMS investment managers get exemption from filing GAAP-compliant accounts, audits

Tue 5 May 15

Applications for DIMS licences must be received by May 31, the FMA said.

Mark Hotchin

FMA plays down Hanover settlement talks

Tue 28 Apr 15 3

Settlement conference held in court today. 

Financial Markets Authority chief executive Rob Everett

Conflict of interest risk remains, inaugural FMA financial adviser survey finds

Thu 23 Apr 15

The survey shows the main method of remuneration for AFAs, making up 45%, is commissions, while bonuses accounted for 40%.

Inland Revenue commissioner and chief executive Naomi Ferguson

May deadline for financial services firm facing liquidation

Wed 22 Apr 15

FMA-spanked MSL Capital markets has two weeks to settle an Inland Revenue application to liquidate the company.

Armillary director David Wallace, which manages Unlisted (Tinaz Karbhari)

Unlisted seeks ministerial exemption from new financial market rules

Tue 21 Apr 15

Unlisted had to either apply for a licence from the FMA, seek an exemption, or shut down.

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