Financial Markets Authority chief executive Rob Everett

FMA defends formal warning over prosecution in anti-money laundering breach

Tue 3 May 1

UPDATED: In the FMA's view, there were deficiencies with Craig's anti-money laundering compliance programme following the introduction of the new act in mid-2013.

Financial Markets Authority chief executive Rob Everett

FMA formally warns Craigs breaching anti-money laundering rules

Tue 3 May

In a settlement with the market regulator, Craigs admits it breached the Act by failing to conduct adequate due diligence on a client and then failing to terminate its business relationship with that customer.

FMA director of capital markets Garth Stanish

Lowball-offer rules working well, says FMA

Thu 28 Apr 2

Assurance follows warnings from Trustpower, Sky TV and Air NZ. With special feature audio.

Tegel Foods chief executive Phil Hand

Tegel shuns media during IPO

Wed 27 Apr 1

CEO declines interviews until shares trade on NZX.

Singapore broker pursues NZ entity over 'undischarged' $US15m

Wed 27 Apr

The FMA deregistered the entity from the Financial Service Providers Register last September.

Mark Hotchin

Capital Letter: Hotchin v the Guardian Trust: a cynical strategy

Wed 23 Mar

The meaning of the phrase 'the same damage' has been before the Supreme Court.


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