financial markets authority

FMA licenses 201 firms under new securities law regime

Wed 24 May 2

The licensing regime was part of the government's overhaul of securities law.

FMA calls Serious Fraud Office into Forestlands probe

Mon 1 May 55

The FMA launched its probe when it received a number of complaints by Forestland investors about the group

Regulatory repercussions in forex failure

Fri 21 Apr 6

Unlicensed dealer Forex Brokers collapses owing $15.5 million. 

Mark Warminger appeals market manipulation ruling

Mon 3 Apr 7

An appeal against the finding of market manipulation was filed on Friday.

FMA casts regulatory net out to short-term derivatives

Mon 3 Apr

The market watchdog wants all unlicensed sellers of short-duration derivatives to apply for a licence.

CLOSURE: FMA boss Rob Everett breathes a sigh of relief that the new legislation is finally in place

The good, the bad and the ugly of tougher financial regulation

Fri 2 Dec

Contrarian investor and American writer Jim Grant once said that he would set up an “Office of Unintended Consequences” if he were ever appointed Fed chairman.


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