regulation

FMA licenses 201 firms under new securities law regime

Wed 24 May 2

The licensing regime was part of the government's overhaul of securities law.

Capital Letter: Still reining in the executive

Wed 26 Apr

The committee that runs the ruler over all the regulation-making powers of Parliament says it is still finding inappropriate clauses in legislation.

Goldsmith, Seymour eye more robust regulatory analysis

Fri 21 Apr 3

The measures form part of the government's response to a 2014 Productivity Commission report.

Hunter's Corner: Bank regulation can help the housing crisis

Holiday Review 7

Encouraging signs of resolve can be seen from across the Tasman.

FMA casts regulatory net out to short-term derivatives

Mon 3 Apr

The market watchdog wants all unlicensed sellers of short-duration derivatives to apply for a licence.

Paul Goldsmith

Insolvency practitioners to be licensed under new regime to stop poor behaviour, Goldsmith says

Wed 30 Nov

The new co-regulation regime suggested by the working group includes monitoring compliance with legislative obligations and the code of ethics

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