Disciplinary Tribunal fines Fortune 500 company $40,000
Tim Hunter Tue, 09 Apr 2019
A global broking firm with a market capitalisation of more than $US700 million ($1 billion) has been censured and fined by the NZ Markets Disciplinary Tribunal for failing to post collateral covering its open positions.
In a statement this morning, the tribunal said New York-headquartered INTL
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