Law Premium Financial adviser’s licence cancelled Serious Fraud Office investigation is continuing. Graham Skellern Thu, 05 Sep 2019 LawBarry KlooghFMASFOfinancial adviser
Business Premium Search warrants target Dunedin financial adviser Serious Fraud Office probe follows FMA referral. Thu, 23 May 2019 SFOFMAsearch warrantfinancial adviser
Premium Businessman bankrupts financial adviser following $600,000 loss Former burger boss Mark Backhaus continues to pursue former adviser. NBR Contributor Fri, 25 May 2018 Mark Backhausfinancial adviserChris Baker
Premium Former burger boss wins orders against financial adviser Grant Thornton was ordered to pay $200,000 for its role. NBR Contributor Fri, 23 Feb 2018 Mark BackhausGrant ThorntonBurger King NZfinancial adviserChris BakerMoneylinkJustice Mary PetersLaw & Courtsshell companies
Financial services sales and advice not up to scratch – FMA Inconsistencies in quality of advice, poor reporting of conflicts of interest. Calida Stuart-Menteath Tue, 17 Nov 2015 FMAFinancial servicesKiwiSaverfinancial adviserFinancial Markets Conduct Act
Premium Property finance ad on Facebook deemed 'contradictory and confusing' ASA rules Facebook advertisement to be removed for confusing customers. NBR Contributor Tue, 18 Aug 2015 ASAFacebookfinancial adviserPropertyad & mediaOlly Newland
Premium SUBSCRIBER-ONLY POLL RESULT: Should government officials be able to release information sheets to accompany new reporting rules for financial advisers? Financial advisers are unhappy at what they see is a possibly unlawful extension of the Financial Markets Authority’s powers – but NBR member subscribers are not so concerned. NBR Contributor Fri, 25 Jul 2014 financial advisercommercefinancial markets authorityFMACraig FossBusinessDesksubscriber-only poll result
Premium AMP's AdviceFirst swallows another wealth management business AMP-owned AdviceFirst is swallowing another wealth management business in its 18th acquisition in the six years since it was founded. Calida Stuart-Menteath Tue, 15 Jul 2014 acquisitionAMPfinancial adviserInsuranceAdviceFirstMark Ennis
