FMA censures Jarden over derivative fund ‘co-mingling’
Derivative issuer rules contravened by OM Financial, which Jarden acquired in 2019.
Will Mace
Thu, 14 Oct 2021
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.
Jarden Securities has been formally censured by the Financial Markets Authority (FMA) for contravention of derivatives issuer rules by subsidiary OM Financial Ltd relating to “co-mingling” of company and client funds.
The contraventions related to licensed derivatives issuer OM Financial Ltd
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Will Mace
Thu, 14 Oct 2021
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.
