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General Business
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Tiger Brokers in line for $900,000 penalty over AML/CFT breaches

It's not the first time the broking firm has been in trouble with authorities.

Tiger Brokers CEO Greg Boland.

NBR Staff Wed, 21 Dec 2022

Tiger Brokers has been accused by the Financial Markets Authority (FMA) of breaching rules under anti-money laundering and countering financing of terrorism legislation and is likely to pay a penalty of $900,000.

The FMA has filed civil High Court proceedings against Tiger Brokers (NZ) Limited for

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NBR Staff Wed, 21 Dec 2022
Contact the Writer: editor@nbr.co.nz
News tip? Question? Typo? Let us know: editor@nbr.co.nz
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.
Tags
Tiger Brokers Greg Boland FMA AML/CFT AML Margot Gatland

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