Disciplinary committee censures two authorised financial advisers
In both cases no member of the public lost any money.
Dane Ambler
Wed, 26 Sep 2018
The Financial Advisers Disciplinary Committee has censured two financial advisers after they admitted breaching the Code of Professional Conduct for Authorised Financial Advisers.
The committee is an independent body set up in 2010 to deal with complaints. The two heard last month were the
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Dane Ambler
Wed, 26 Sep 2018
Contact the Writer: dane@nbr.co.nz
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Disciplinary committee censures two authorised financial advisers
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