Financial advice providers on notice after FMA report
New obligations and licensing requirements have largely bedded in well a year after becoming mandatory, regulatory report finds.
FMA director of deposit taking, insurance and advice Michael Hewes.
The Financial Markets Authority is warning the country’s 1400 financial advice providers it is likely to ramp up its enforcement approach following a review of their response to new regulations.
A new regime which placed obligations and licensing requirements on financial advice providers –
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