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Hot Topic ELECTIONS
Law
1 mins to read

FMA files criminal charges against financial adviser

The FMA issued a permanent stop order against against Wisdom House and Yuen Pok Loo last year.

Manukau District Court.

NBR Staff Tue, 23 May 2023
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.

The Financial Markets Authority has filed criminal charges against a financial adviser who stole $36,000 from his former employer and falsely held himself out as an authorised financial adviser.

Last year, the FMA opened a criminal investigation after issuing a permanent stop order against Wisdom

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NBR Staff Tue, 23 May 2023
Contact the Writer: editor@nbr.co.nz
News tip? Question? Typo? Let us know: editor@nbr.co.nz
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.

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FMA files criminal charges against financial adviser
Law,
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