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Hot Topic Budget 25
Law
1 mins to read

FMA files criminal charges against financial adviser

The FMA issued a permanent stop order against against Wisdom House and Yuen Pok Loo last year.

Manukau District Court.

NBR Staff Tue, 23 May 2023

The Financial Markets Authority has filed criminal charges against a financial adviser who stole $36,000 from his former employer and falsely held himself out as an authorised financial adviser.

Last year, the FMA opened a criminal investigation after issuing a permanent stop order against Wisdom

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NBR Staff Tue, 23 May 2023
Contact the Writer: editor@nbr.co.nz
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FMA files criminal charges against financial adviser
Law,
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