The role of compliance officer is a new one.
Integrated financial solutions provider Finzo has attracted a strong international candidate into a key role as compliance officer.
With 14 years’ experience in the financial services industry in Australia and the UK, Tracey Wolfe enters a new role that demonstrates Finzo’s ongoing commitment to increase the rigour of its compliance program and improve client operations.
Finzo chief executive Nick Stewart welcomed Wolfe and her experience to the company “to work with regulators to help develop and cooperate with policies that serve and protect clients and businesses.”
In her previous role with CFL Financial Planning in Australia, Wolfe was a qualified paraplanner and had a varied role. She has also worked with a dealer group in Australia, investment banks Barclays Capital and Abbey National Treasure Services in the UK as well as specialist insurance services provider Lloyd’s of London.
“Coming from a traditional dealer group environment in Australia, I see a huge opportunity for an integrated financial solution provider like Finzo to make a positive impact in the new regulatory environment,” Wolfe said.
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