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Dozens of late-applying financial advisers are at risk of not getting authorised on time, potentially leaving them unable to practice and leaving their clients in the lurch.
Securities Commission director – financial adviser regulation Mel Hewitson told NBR a number of advisers had missed
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Niko Kloeten
Thu, 28 Apr 2011
Thu, 28 Apr 2011
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Tardy advisers putting themselves (and clients) at risk
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