Jingji (Ronnie) Xue and the formerly NZX-listed dairy trader have been ordered to pay penalties of $875,000 and $175,000, respectively.
The Viaduct Capital director faces same director ban action as Paul Bublitz.
Pegasus Markets' websites incorrectly claimed to be registered on the FSPR.
Counsel no-show for Aussie parent as Complectus applies to dismiss.
The financial penalties for Lodge and Monarch real estate companies end a five-year legal battle.
High Court last month ordered the head contractor pay Downer subsidiary $2m.
Employment quarrel forms backdrop to search orders.
Defence QC says arrangement wasn't deliberate unlike other cases in pecuniary penalties hearing.
The argument dredges up a key legal issue from the foreshore and seabed era.
Two Hamilton realtors' penalties for anti-competitive conduct all that remains in lengthy case.