FMA files first charges under FSP Act powers
"A clear warning has been given," about breaches of the Financial Service Providers Act.
Following a “shot across the bows” report last year, the FMA has filed criminal charges against the first of two companies for breaching the Financial Service Providers Act (FSP Act).
The charges have been filed in the North Shore District Court against an unnamed company (two counts of
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Nathan Smith
Tue, 27 Feb 2018
Tue, 27 Feb 2018
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FMA files first charges under FSP Act powers
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