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Goldman Sachs JBWere fined after false statement to client

Failure to adhere to a client's wishes has cost Goldman Sachs JBWere $30,000 in fines and a public censure after the sharebroker was also caught making a false declaration.In a case brought by the NZ Markets Disciplinary Tribunal, Goldman was found to hav

Duncan Bridgeman
Tue, 25 May 2010

Failure to adhere to a client’s wishes has cost Goldman Sachs JBWere $30,000 in fines and a public censure after the sharebroker was also caught making a false declaration.

In a case brought by the NZ Markets Disciplinary Tribunal, Goldman was found to have breached two listing rules relating to a

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Duncan Bridgeman
Tue, 25 May 2010
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Goldman Sachs JBWere fined after false statement to client
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