Goldman Sachs JBWere fined after false statement to client
Failure to adhere to a client's wishes has cost Goldman Sachs JBWere $30,000 in fines and a public censure after the sharebroker was also caught making a false declaration.In a case brought by the NZ Markets Disciplinary Tribunal, Goldman was found to hav
Duncan Bridgeman Tue, 25 May 2010
Failure to adhere to a client’s wishes has cost Goldman Sachs JBWere $30,000 in fines and a public censure after the sharebroker was also caught making a false declaration.
In a case brought by the NZ Markets Disciplinary Tribunal, Goldman was found to have breached two listing rules relating to a
