NZX not meeting all its obligations, FMA says
High turnover in the NZX surveillance team leads to less experienced personnel.
The Financial Markets Authority says stock exchange operator NZX has failed to adequately monitor the conduct of market participants due to a lack of market experience in its market surveillance function.
The findings were outlined in the FMA’s annual review of NZX’s regulatory obligations as a
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Dane Ambler
Thu, 28 Jun 2018
Thu, 28 Jun 2018
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NZX not meeting all its obligations, FMA says
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