NZX to require recording of broker phone calls
Changes follow high profile market manipulation case where absence of recordings hampered evidence.
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Aus election
The NZX is to require recording of phone calls between brokers and their institutional clients – a potentially useful source of evidence in regulating the sharemarket.
In the Financial Markets Authority lawsuit alleging market manipulation by fund manager Mark Warminger, the absence of phone
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Tim Hunter
Mon, 28 Nov 2016
Mon, 28 Nov 2016
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NZX to require recording of broker phone calls
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